Soaring Wealth LLC (“SW”) is a registered investment adviser offering advisory services in the State of Vermont and in other jurisdictions where exempted.  Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by SW in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption.

All written content on this site is for information purposes only. Opinions expressed herein are solely those of SW, unless otherwise specifically cited.  Material presented is believed to be from reliable sources and no representations are made by our firm as to other parties’ informational accuracy or completeness.  All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.

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©2019 by Soaring Wealth LLC

Services & Fees

Services

Financial planning starts with carefully defining your goals, which will serve as the road map for making all subsequent decisions.  Because not everyone is starting from the same place, we offer three service models:

  • comprehensive financial planning with ongoing annual services (implementation and monitoring),

  • a one-time comprehensive financial plan (without ongoing services), and

  • a "quick start" plan limited to 1-2 questions over 1-2 meetings. 

Comprehensive Financial Planning - Ongoing

Ongoing annual services, including implementation and monitoring: see fee schedule below

 

Initial Planning Process

1st Meeting: Goal Setting & Prioritizing  

  • Discussion of questions/goals and data gathering - 1.5 hours

2nd Meeting: Analysis of Your Current Financial Situation  

  • Presentation and discussion of analysis - 1.5 hours

3rd Meeting: Developing a Plan to Achieve Your Goals 

  • Discussion of options and implementation strategies- 1.5 hours

  • Write-up including recommendations for next steps - 2-3 pages 

4th Meeting (optional): Investment Policy Statement

For clients who will also use our investment management services, there will be an additional meeting to prepare the Investment Policy Statement (IPS) and initiate the process for transitioning assets.  

Ongoing Support 

  • Unlimited availability to address questions by phone and email

  • Support to implement recommendations

  • Coordination with outside professionals, as needed (CPA, attorney, etc.)

  • Ongoing monitoring of financial plan, including annual updates

  • Annual spring and fall meetings to address specific planning topics

Comprehensive

Financial Plan

Comprehensive plan without ongoing services (implementation and monitoring): $1,500-2,000

1st Meeting  

  • Discussion of questions/goals and data gathering - 1.5 hours

2nd Meeting  

  • Presentation and discussion of analysis - 1.5 hours

  • Write-up including recommendations for next steps - 2-3 pages

Ongoing Support 

  • Availability to address questions by email - 3 months from conclusion of project

  • Support to implement recommendations - within 3 months

"Quick Start" Plan 

To address 1-2 questions over 1-2 meetings: $500-900

1st Meeting  

  • Discussion of initial analysis relating to 1st question - 1.5 hours

2nd Meeting  

  • Discussion of analysis relating to 2nd question - 1.5 hours

  • Write-up including recommendations for next steps - 1 page

Ongoing Support 

  • Availability to address questions by email - 1 month from conclusion of project 

  • Support to implement recommendations - within 1 month

Fees: Comprehensive, Ongoing Planning Services

Initial Planning Fee (for all new clients toward preparation of the initial plan) - $900-1,500

 

 

Schedule 1 – for clients with managed assets up to $500k

Annual planning fee:  $3,000, paid in monthly installments of $250 (starting month 1), AND

Investment management:  0.6% assets

 

Schedule 2 – for clients with managed assets over $500k, we offer a tiered investment-only fee, inclusive of financial planning:

1st $500,000 assets – 0.90% (minimum fee $4,500)

$500,000 - $1M – 0.80%

$1M - $5M – 0.60%

Above $5M – 0.40%

Ongoing Fees

Hourly Services

Additional services are offered at $200/hour, with scope to be agreed upon in advance.

 

Tax Services

For assistance with tax preparation, click here for a referral to our sister company, Steuern & Taxes LLC.